Filing Details

Accession Number:
0001225208-14-013121
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-16 13:52:06
Reporting Period:
2014-05-14
Filing Date:
2014-05-16
Accepted Time:
2014-05-16 13:52:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1541020 A Jeffrey Dowdle 880 Carillon Parkway
St. Petersburg FL 33716
President, Ams - Rja No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-14 3,683 $50.00 31,063 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,500 Indirect by Son MS
Common Stock 7,231 Indirect ESOP
Common Stock 900 Indirect John R. Dowdle Exempt Marital Trust
Common Stock 10,000 Indirect Mary R. Dowdle Trust
Common Stock 1,500 Indirect UTMA Custodian for Daughter EC
Common Stock 1,500 Indirect UTMA Custodian for Son GT
Common Stock 1,500 Indirect UTMA Custodian for Son JA
Footnotes
  1. Reflects weighted-average sales price. Shares of common stock were sold in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $49.9800 to $50.0600. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.
  2. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  3. Includes number of shares acquired under ESOP through May 13, 2014.
  4. The reporting person is the trustee of the Trust and holds a remainder interest therein. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.