Filing Details

Accession Number:
0001514128-14-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-15 14:32:41
Reporting Period:
2014-05-13
Filing Date:
2014-05-15
Accepted Time:
2014-05-15 14:32:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1514128 Universal American Corp. UAM Hospital & Medical Service Plans (6324) 274683816
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1076341 A Richard Barasch C/O Universal American Corp.
44 South Broadway
White Plains NY 10601
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-13 205,622 $6.03 2,298,449 No 4 P Direct
Common Stock Acquisiton 2014-05-13 41,459 $6.03 65,835 No 4 P Indirect Tara Acquisition LLC
Common Stock Acquisiton 2014-05-13 82,919 $6.03 220,768 No 4 P Indirect Barasch Family Trust #1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Tara Acquisition LLC
No 4 P Indirect Barasch Family Trust #1
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,180 Indirect By Son (Benjamin)
Common Stock 392,097 Indirect By Wife
Common Stock 23,080 Indirect By Daughter (Natalie)
Common Stock 30,124 Indirect By Daughter (Emily)
Common Stock 67,744 Indirect Norman Barasch Trust #1
Footnotes
  1. Represents acquisition of shares pursuant to transaction announced by Universal American Corp. on March 31, 2014
  2. Represents common stock including 318,022 shares of unvested restricted stock.