Filing Details
- Accession Number:
- 0000711377-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-14 16:05:25
- Reporting Period:
- 2014-05-12
- Filing Date:
- 2014-05-14
- Accepted Time:
- 2014-05-14 16:05:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 711377 | Neogen Corp | NEOG | In Vitro & In Vivo Diagnostic Substances (2835) | 382367843 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1168789 | L James Herbert | Neogen Corp 620 Lesher Place Lansing MI 48912 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-12 | 4,500 | $18.68 | 894,613 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-12 | 2,000 | $38.11 | 892,613 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-12 | 2,500 | $38.71 | 890,113 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Disposition | 2014-05-12 | 4,500 | $0.00 | 4,500 | $18.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 358,250 | 2015-08-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 378,480 | Indirect | See Footnote |
Footnotes
- Options were granted on 8/24/2010, vest 20% annually on the anniversary date of the grant, and expire on 8/24/2015
- 180,000 shares are held in a limited liability corporation, of which mr. Herbert is the sole owner, and 198,480 are held in trust for mr. Herbert's spouse
Billionaire Hedge Funds
