Filing Details
- Accession Number:
- 0001016281-14-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-13 16:10:14
- Reporting Period:
- 2014-05-12
- Filing Date:
- 2014-05-13
- Accepted Time:
- 2014-05-13 16:10:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016281 | Carriage Services Inc | CSV | Services-Personal Services (7200) | 760423828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1024177 | C Melvin Payne | 3040 Post Oak Blvd Suite 300 Houston TX 77056 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-12 | 10,000 | $16.05 | 1,437,689 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,518 | Indirect | Spouse |
| Common Stock | 70,000 | Indirect | daughter in same household |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $4.78 | 2020-05-18 | 21,200 | 21,200 | Direct | |
| Common Stock | Stock Options | $5.70 | 2021-02-28 | 41,419 | 41,419 | Direct | |
| Common Stock | Stock Options | $16.73 | 2018-05-22 | 100,000 | 100,000 | Direct | |
| Common Stock | Stock Options | $20.49 | 2019-03-03 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-05-18 | 21,200 | 21,200 | Direct |
| 2021-02-28 | 41,419 | 41,419 | Direct |
| 2018-05-22 | 100,000 | 100,000 | Direct |
| 2019-03-03 | 100,000 | 100,000 | Direct |
Footnotes
- Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 05/18/2011, 1/3 on 05/18/2012 and 1/3 on 05/18/2013. These stock options expire on 05/18/2020.
- Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 02/28/2012, 1/3 on 02/28/2013 and 1/3 on 02/28/2014. These stock options expire on 02/28/2021.
- Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 05/22/2014, 1/3 on 05/22/2015 and 1/3 on 05/22/2016. These stock options expire on 05/22/2018.
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 3/3/2015, 1/3 on 3/3/2016 and 1/3/2017. These stock options expire on 3/3/2019.
Billionaire Hedge Funds
