Filing Details

Accession Number:
0001209191-14-032636
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-09 16:34:59
Reporting Period:
2014-05-07
Filing Date:
2014-05-09
Accepted Time:
2014-05-09 16:34:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1091862 Chemtura Corp CHMT Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) 522183153
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454769 S. Billie Flaherty 199 Benson Road
Middlebury CT 06749
Evp, Gnrl. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-07 2,240 $23.88 77,210 No 4 S Direct
Common Stock Acquisiton 2014-05-07 5,849 $15.50 83,059 No 4 M Direct
Common Stock Disposition 2014-05-07 5,849 $23.98 77,210 No 4 S Direct
Common Stock Acquisiton 2014-05-07 12,131 $16.03 89,241 No 4 M Direct
Common Stock Disposition 2014-05-07 12,131 $23.94 77,210 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2014-05-07 5,849 $0.00 5,849 $15.50
Common Stock Employee Stock Option (right to buy) Acquisiton 2014-05-07 12,131 $0.00 12,131 $16.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-11-10 No 4 M Direct
9,055 2021-03-10 No 4 M Direct
Footnotes
  1. The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Includes 156 shares acquired under the Chemtura Corporation 2012 Employee Stock Purchase Plan on March 31, 2014.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.85 to $24.09, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.83 to $24.09, inclusive. The reporting person undertakes to provide Chemtura Corporation, any security holder of Chemtura Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
  5. This option, which initially represented a right to purchase a total of 23,819 shares, became exercisable in three equal installments on November 10, 2010, March 31, 2011 and March 31, 2013.
  6. This option, representing a right to purchase a total of 21,186 shares, became exercisable in three equal installments on March 10, 2011, March 31, 2012 and March 31, 2013.