Filing Details

Accession Number:
0001140361-14-019498
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-08 13:02:17
Reporting Period:
2014-05-06
Filing Date:
2014-05-08
Accepted Time:
2014-05-08 12:02:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287213 Douglas Dynamics Inc PLOW Construction Machinery & Equip (3531) 134275891
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1489527 L James Janik C/O Douglas Dynamics, Inc.
7777 North 73Rd Street
Milwaukee WI 53223
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-06 10,825 $17.40 274,672 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,849 Indirect By 401(k) Plan
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $17.20 to $17.755. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.