Filing Details

Accession Number:
0000018230-14-000187
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-07 17:40:40
Reporting Period:
2014-05-06
Filing Date:
2014-05-07
Accepted Time:
2014-05-07 16:40:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1171780 J Edward Rapp 100 N.e. Adams Street
Peoria IL 61629
Group President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-06 15,000 $45.64 80,485 No 4 M Direct
Common Stock Disposition 2014-05-06 10,534 $104.04 65,485 No 4 F Direct
Common Stock Acquisiton 2014-05-06 15,000 $45.64 80,485 No 4 M Direct
Common Stock Disposition 2014-05-06 15,000 $103.99 65,485 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2014-05-06 30,000 $0.00 30,000 $45.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,000 2005-02-18 2015-02-18 No 4 M Direct