Filing Details
- Accession Number:
- 0000009984-14-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-05 17:08:18
- Reporting Period:
- 2014-05-02
- Filing Date:
- 2014-05-05
- Accepted Time:
- 2014-05-05 16:08:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469102 | N Dawn Edwards | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-02 | 3,567 | $15.02 | 66,776 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-02 | 4,733 | $11.45 | 71,509 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-02 | 8,300 | $38.24 | 63,209 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-02 | 1,243 | $38.11 | 61,966 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option-Right to Buy | Disposition | 2014-05-02 | 3,567 | $0.00 | 3,567 | $15.02 |
| Common Stock | Stock Option-Right to Buy | Disposition | 2014-05-02 | 4,733 | $0.00 | 4,733 | $11.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,133 | 2019-08-03 | No | 4 | M | Direct | |
| 0 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,726 | Indirect | by Company's 401(k) Plan |
Footnotes
- Includes balances of 3196 Restricted Stock Units granted 2/9/2011, 2266 granted 2/8/2012, 3900 granted 2/12/2013, 3650 granted 5/2/2013, 2300 granted 2/12/2014 and 1400 granted 2/12/2014, and 4800 Performance Share Awards granted 2/9/2011, 5600 granted 2/8/2012, 6600 granted 2/12/2013, 3900 granted 2/12/2014 and 2300 granted 2/12/2014, that are subject to forfeiture if certain events occur.
- The option vests in three equal installments on August 10, 2010, 2011, 2012.
- 1 for 1.
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