Filing Details
- Accession Number:
- 0001144204-11-000481
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-04 16:34:48
- Reporting Period:
- 2010-12-10
- Filing Date:
- 2011-01-04
- Accepted Time:
- 2011-01-04 16:34:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368765 | Umami Sustainable Seafood Inc. | UMAM | Wholesale-Electrical Apparatus & Equipment, Wiring Supplies (5063) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487791 | Valur Oli Steindorsson | C/O Umami Sustainable Seafood, Inc. 405 Lexington Avenue, Suite 2640 New York NY 10174 | Chairman, President, Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-10 | 220,000 | $3.00 | 33,380,000 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
Footnotes
- Consists of (i) 30,000,000 shares owned by Atlantis Group HF ("Atlantis") of which the Reporting Person may be deemed to be the beneficial owner in his capacity as Chief Executive Officer of that entity, (ii) 400,000 shares held by Aur Capital Inc. of which the Reporting Person may be deemed a control person, and (iii) 2,980,000 shares held by Aurora Investments Ltd. of which the Reporting Person may be deemed a control person. The Reporting Person disclaims beneficial ownership in the shares owned by Atlantis.
Billionaire Hedge Funds
