Filing Details
- Accession Number:
- 0001209191-11-000415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-04 10:54:54
- Reporting Period:
- 2011-01-03
- Filing Date:
- 2011-01-04
- Accepted Time:
- 2011-01-04 10:54:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277948 | Csx Corp | CSX | Railroads, Line-Haul Operating (4011) | 621051971 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1165185 | J Michael Ward | Csx Corporation 500 Water Street Jacksonville FL 32202 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-03 | 100,000 | $16.07 | 287,772 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-03 | 100,000 | $65.55 | 187,772 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | Disposition | 2011-01-03 | 100,000 | $16.07 | 100,000 | $16.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 90,000 | 2008-05-07 | 2013-05-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 132,434 | Indirect | CSX Corporation Executive Stock Trust |
| Common Stock | 4,376 | Indirect | CSX Corporation 401(k) Plan |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 16, 2010. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets.
- By Trustee, CSX Corporation Executive Stock Trust.
- By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
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