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Filing Details

Accession Number:
0000927089-10-000338
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-23 18:04:08
Reporting Period:
2010-12-21
Filing Date:
2010-12-23
Filing Date Changed:
2010-12-23
Accepted Time:
2010-12-23 18:04:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490906 Capitol Federal Financial Inc CFFN Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1316531 T Michael Mccoy C/o Capitol Federal Financial Inc
700 Kansas Avenue
Topeka KS 66603
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-21 10,000 $10.00 10,000 No 4 P Direct
Common Stock Acquisiton 2010-12-21 18,109 $0.00 28,109 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Acquisiton 2010-12-21 113,185 $0.00 113,185 $14.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
113,185 2021-01-25 No 4 J Direct
Footnotes
  1. In accordance with the Plan of Conversion and Reorganization of Capitol Federal Savings Bank MHC, effective December 21, 2010, each outstanding share of common stock of Capitol Federal Financial was exchanged for 2.2637 shares of Capitol Federal Financial, Inc.'s common stock.
  2. In accordance with the Plan of Conversation and Reorganization of Capitol Federal Savings Bank MHC, effective December 21, 2010, each outstanding stock option for a share of common stock of Capitol Federal Financial was exchanged for a stock option for 2.2637 shares of Capitol Federal Financial, Inc.'s common stock, rounded down to the nearest share. The exercise price was determined by dividing the original exercise price of the exchanged stock option by the 2.2637 exchange ratio, rounded down to the nearest whole number.
  3. All of the options are currently exercisable.
X

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