Filing Details
- Accession Number:
- 0001209191-10-062316
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-22 19:25:48
- Reporting Period:
- 2010-12-20
- Filing Date:
- 2010-12-22
- Filing Date Changed:
- 2010-12-22
- Accepted Time:
- 2010-12-22 19:25:48
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1444363 | Gain Capital Holdings, Inc. | GCAP | Commodity Contracts Brokers & Dealers (6221) | 204568600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1506224 | Daryl Carlough | C.o. Gain Capital Holdings, Inc. Bedminster New Jersey NJ 07921 |
Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-20 | 2,000 | $9.00 | 2,000 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
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