Filing Details
- Accession Number:
- 0001209191-10-060809
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-15 20:48:14
- Reporting Period:
- 2010-12-13
- Filing Date:
- 2010-12-15
- Filing Date Changed:
- 2010-12-15
- Accepted Time:
- 2010-12-15 20:48:14
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1032761 | Keynote Systems Inc | KEYN | Services-Business Services, Nec (7389) | 943226488 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187981 | J Donald Aoki | 777 Mariners Island Blvd. San Mateo CA 94404 |
Svp, Professional Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-13 | 1,782 | $14.34 | 2,696 |
| Common Stock | Acquisiton | 2010-12-13 | 15,533 | $9.02 | 18,229 |
| Common Stock | Disposition | 2010-12-13 | 15,533 | $14.36 | 2,696 |
| Common Stock | Acquisiton | 2010-12-14 | 16,780 | $9.02 | 19,476 |
| Common Stock | Disposition | 2010-12-14 | 16,780 | $14.16 | 2,696 |
| Common Stock | Acquisiton | 2010-12-15 | 42,605 | $9.02 | 45,301 |
| Common Stock | Disposition | 2010-12-15 | 42,605 | $14.35 | 2,696 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2010-12-13 | 74,918 | $0.00 | 78,750 | $9.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,832 | 2002-07-18 | 2011-07-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,952 | Indirect | Via Trust |
| Common Stock | 2,842 | Indirect | Via Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date |
|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | $11.98 | 2006-07-01 |
| Common Stock | Employee Stock Option (Right to Purchase) | $13.01 | 2005-07-16 |
| Common Stock | Employee Stock Option (Right to Purchase) | $10.31 | 2007-07-01 |
| Common Stock | Employee Stock Option (Right to Purchase) | $35.87 | 2000-08-11 |
| Common Stock | Employee Stock Option (Right to Purchase) | $7.27 | 2003-07-01 |
| Common Stock | Employee Stock Option (Right to Purchase) | $10.73 | 2004-07-18 |
| Common Stock | Employee Stock Option (Right to Purchase) | $12.76 | 2005-11-16 |
| Common Stock | Employee Stock Option (Right to Purchase) | $12.65 | 2009-07-07 |
| Common Stock | Restricted Stock Units | $0.00 |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-07-01 | 30,000 | 30,000 | Direct |
| 2014-07-16 | 25,000 | 25,000 | Direct |
| 2016-07-01 | 25,000 | 25,000 | Direct |
| 2010-08-11 | 30,000 | 30,000 | Direct |
| 2012-07-01 | 35,000 | 35,000 | Direct |
| 2013-07-18 | 40,000 | 40,000 | Direct |
| 2014-11-16 | 25,000 | 25,000 | Direct |
| 2018-07-06 | 20,000 | 20,000 | Direct |
| 12,500 | 12,500 | Direct |
Footnotes
- Sale under an established 10b5-1 plan.
- Represents 19,952 shares held in the Aoki Family Trust. The Reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
- Represents 2,842 shares held by the Reporting Person as Trustee for trusts for each of his minor children. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest in the shares.
- Option is exercisable as to (i)25% of the total shares as of 7/01/2007 and (ii)2.083% of the total number of shares each month thereafter.
- Options were exercised on 12/13/2010 for 15,533 shares, on 12/14/2010 for 16,780 shares and on 12/15/2010 for 42,605 shares for a total of 74,918 shares exercised.
- Option is exercisable as to (i)25% of the total shares as of 11/16/2005 and (ii)2.083% of the total number of shares each month thereafter.
- Option is exercisable as to (i)25% of the total shares as of 7/07/2009 and (ii)2.083% of the total number of shares each month thereafter.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- The restricted stock units will fully vest on 7/01/2012.
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