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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2010-12-14 16:27:52
Reporting Period:
Filing Date:
Filing Date Changed:
Accepted Time:
2010-12-14 16:27:52
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1060349 Gamco Investors Inc. Et Al GBL Security Brokers, Dealers & Flotation Companies (6211) 134007862
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185526 R Douglas Jamieson C/o Gamco Investors, Inc.
One Corporate Center
Rye NY 10580
President & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2010-12-14 3,000 $29.00 12,247 No 4 M Direct
Class A Common Stock Disposition 2010-12-14 3,000 $48.59 9,247 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2010-12-14 3,000 $0.00 3,000 $29.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,000 2006-05-13 2013-05-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 21,814 Direct
  1. A total of 165,966 shares of the Class B Common Stock are convertible into Class A Common Stock pursuant to a resolution by the Issuer's Board of Directors.
  2. These shares were acquired contemporaneously upon the exercise of an employee stock option.
  3. Represents an average price for the disposition.
  4. Seventy-five percent of this employee stock option was exercisable on 5/13/2006, the remaining twenty-five percent of this employee stock option was exercisable on 5/13/2007.

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