Filing Details

Accession Number:
0000018230-14-000173
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-02 13:48:14
Reporting Period:
2014-04-30
Filing Date:
2014-05-02
Accepted Time:
2014-05-02 13:48:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415606 A. Jananne Copeland 100 N.e. Adams Street
Peoria IL 61629
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-30 7,900 $45.64 15,979 No 4 M Direct
Common Stock Disposition 2014-04-30 7,900 $105.41 8,079 No 4 S Direct
Common Stock Disposition 2014-04-30 1,210 $105.36 6,869 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options Disposition 2014-05-01 7,900 $0.00 7,900 $45.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-02-18 2015-02-18 No 4 M Direct