Filing Details
- Accession Number:
- 0000855658-14-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-01 15:11:48
- Reporting Period:
- 2014-04-29
- Filing Date:
- 2014-05-01
- Accepted Time:
- 2014-05-01 15:11:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1131060 | H Gerhard Parker | 3050 Bowers Ave Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-29 | 11,250 | $5.63 | 47,589 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-29 | 11,250 | $8.21 | 36,339 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-04-29 | 18,000 | $5.63 | 54,339 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-29 | 18,000 | $8.21 | 36,339 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-04-29 | 22,500 | $5.44 | 58,839 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-29 | 22,500 | $8.21 | 36,339 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-04-29 | 22,500 | $0.00 | 22,500 | $5.44 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-04-29 | 11,250 | $0.00 | 11,250 | $5.63 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-04-29 | 18,000 | $0.00 | 18,000 | $5.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-11-06 | 2020-08-06 | No | 4 | M | Direct |
| 0 | 2009-05-01 | 2016-08-01 | No | 4 | M | Direct |
| 0 | 2006-08-01 | 2016-08-01 | No | 4 | M | Direct |
Footnotes
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.18 to $8.275.
- This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 11/6/2012. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/6/2013.
- The option to purchase shares of common stock vests as follows: 50% of the total amount of shares subject to the option vest on 5/1/2009 and 50% of the total amount of shares subject to the option vest on 8/01/2009.
- The option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest immediately on grant date, and 6.25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/1/2009.
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