Filing Details

Accession Number:
0001437749-14-007606
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-30 17:14:56
Reporting Period:
2014-04-28
Filing Date:
2014-04-30
Accepted Time:
2014-04-30 17:14:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005286 Landec Corp LNDC Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 943025618
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181155 Fred Frank C/O Landec Corporation
3603 Haven Avenue
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-28 10,000 $7.50 302,635 No 4 M Indirect Held by Trust
Common Stock Disposition 2014-04-28 6,229 $12.04 296,406 No 4 M Indirect Held by Trust
Common Stock Disposition 2014-04-28 22,104 $12.06 274,302 No 4 S Indirect Held by Trust
Common Stock Disposition 2014-04-29 3,637 $12.08 270,665 No 4 S Indirect Held by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Held by Trust
No 4 M Indirect Held by Trust
No 4 S Indirect Held by Trust
No 4 S Indirect Held by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Right to Buy Non Qualified Stock Option Disposition 2014-04-28 10,000 $7.50 10,000 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-09-30 2014-09-30 No 4 X Direct
Footnotes
  1. Mr. Frank surrendered to the Issuer the right to receive an aggregate of 6,229 shares of Common Stock. Mr. Frank did not sell any shares of Common Stock in connection with the foregoing exercise.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.05 to $12.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.