Filing Details

Accession Number:
0000882184-14-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-28 17:30:46
Reporting Period:
2014-04-28
Filing Date:
2014-04-28
Accepted Time:
2014-04-28 17:30:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
882184 Horton D R Inc DHI Operative Builders (1531) 752386963
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1592026 V David Auld 301 Commerce Street
Suite 500
Fort Worth, TX 76102
Evp And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-28 25,767 $21.60 25,767 No 4 M Direct
Common Stock Acquisiton 2014-04-28 72,000 $14.50 97,767 No 4 M Direct
Common Stock Acquisiton 2014-04-28 24,000 $9.03 121,767 No 4 M Direct
Common Stock Acquisiton 2014-04-28 24,000 $9.97 145,767 No 4 M Direct
Common Stock Disposition 2014-04-28 107,014 $22.63 38,753 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-04-28 25,767 $21.60 25,767 $21.60
Common Stock Employee Stock Option (right to buy) Disposition 2014-04-28 72,000 $14.50 72,000 $14.50
Common Stock Employee Stock Option (right to buy) Disposition 2014-04-28 24,000 $9.03 24,000 $9.03
Common Stock Employee Stock Option (right to buy) Disposition 2014-04-28 24,000 $9.97 24,000 $9.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-04-29 2014-04-29 No 4 M Direct
48,000 2009-02-11 2018-02-11 No 4 M Direct
60,000 2010-02-09 2019-02-09 No 4 M Direct
72,000 2012-09-02 2021-09-02 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $22.49 to $22.82. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. Stock option has a 10-year term, vested as to 10% of the option grant amount on the first nine anniversary dates of April 29 and vests as to the remaining 10% 9.75 years after the option grant date of April 29, 2004. April 29, 2005 reflects the one-year anniversary date from the date of the stock option grant.
  3. Stock option has a 10-year term, vested as to 10% of the option grant amount on the first nine anniversary dates of February 11 and vests as to the remaining 10% 9.75 years after the option grant date of February 11, 2008. February 11, 2009 reflects the one-year anniversary date from the date of the stock option grant.
  4. Stock option has a 10-year term, vested as to 10% of the option grant amount on each of the first nine anniversary dates of February 9 and vests as to the remaining 10% 9.75 years after the option grant date of February 9, 2009. February 9, 2010 reflects the one-year anniversary date from the date of the stock option grant.
  5. Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of September 2. September 2, 2012 reflects the one-year anniversary date from the date of the stock option grant.