Home > Insider Trading > Filing (0001140361-14-017325)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1347858	22Nd Century Group Inc.	XXII	Cigarettes (2111)	980468420

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1508751	Robert Michael Moynihan	9530 Main Street Clarence NY 14031	Vice President Of R&D	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2014-04-21	46,500	$2.56	1,092,434	No	4	S	Direct
Common Stock	Disposition	2014-04-22	29,500	$2.35	1,062,934	No	4	S	Direct
Common Stock	Disposition	2014-04-23	24,000	$2.31	1,038,934	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrant to Purchase	$2.20	2011-01-25	2016-01-25	325,154	325,154	Direct
Common Stock	Warrant to Purchase	$1.20	2011-01-25	2016-01-25	6,216	6,216	Direct
Common Stock	Warrant to Purchase	$0.60	2012-05-15	2017-05-15	150,000	150,000	Direct
Common Stock	Stock Option (right to purchase)	$0.69	2012-05-18	2022-05-18	100,000	100,000	Direct
Common Stock	Stock Option (right to purchase)	$0.80	2013-02-25	2023-02-25	75,000	75,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-01-25	325,154	325,154	Direct
2016-01-25	6,216	6,216	Direct
2017-05-15	150,000	150,000	Direct
2022-05-18	100,000	100,000	Direct
2023-02-25	75,000	75,000	Direct

Footnotes

Sales were made pursuant to a Rule 10b5-1 trading plan.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.41 to $2.98, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.25 to $2.51, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.17 to $2.40, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.