Filing Details

Accession Number:
0001209191-14-028748
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-23 06:54:59
Reporting Period:
2014-04-22
Filing Date:
2014-04-23
Accepted Time:
2014-04-23 06:54:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
944809 Opko Health Inc. OPK Pharmaceutical Preparations (2834) 752402409
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
898860 Al Et Md Phillip Frost Opko Health, Inc.
4400 Biscayne Blvd.
Miami FL 33137
Ceo & Chairman Yes Yes Yes No
1380896 Trust Investments Gamma Frost 4400 Biscayne Blvd.
Miami FL 33137
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-22 2,000 $8.23 140,400,359 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 2,500 $8.24 140,402,859 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 100 $8.25 140,402,959 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 400 $8.25 140,403,359 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 300 $8.25 140,403,659 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 12,200 $8.25 140,415,859 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 5,700 $8.26 140,421,559 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 139 $8.27 140,421,698 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 200 $8.27 140,421,898 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 300 $8.27 140,422,198 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 12,161 $8.27 140,434,359 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 7,000 $8.28 140,441,359 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 5,000 $8.29 140,446,359 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 3,000 $8.30 140,449,359 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 500 $8.31 140,449,859 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 27,500 $8.31 140,477,359 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 100 $8.32 140,477,459 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 300 $8.32 140,477,759 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 200 $8.32 140,477,959 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 3,300 $8.32 140,481,259 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 2,500 $8.33 140,483,759 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 200 $8.34 140,483,959 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 100 $8.34 140,484,059 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 1,800 $8.34 140,485,859 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-22 2,000 $8.35 140,487,859 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,987,500 Direct
Common Stock 15,490,546 Indirect See Footnote
Footnotes
  1. The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  2. These securities are owned directly by The Frost Group, LLC. Frost Gamma Investments Trust is a principal member of The Frost Group, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.