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Home > Insider Trading > Filing (0001002225-14-000038)

Filing Details

Accession Number:: 0001002225-14-000038
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-04-22 20:39:23
Reporting Period:: 2014-04-21

Filing Date:: 2014-04-22
Accepted Time:: 2014-04-22 19:39:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1002225	Advent Software Inc	ADVS	Services-Computer Programming Services (7371)	942901952

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1559426	Todd Gottula	600 Townsend Street San Francisco CA 94103	Evp & Cto, Global Solutn Dev	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-04-21	239	$12.75	67,910	No	4	M	Direct
Common Stock	Disposition	2014-04-21	110	$27.75	67,800	No	4	D	Direct
Common Stock	Disposition	2014-04-21	48	$27.75	67,752	No	4	F	Direct
Common Stock	Acquisiton	2014-04-21	233	$17.91	67,985	No	4	M	Direct
Common Stock	Disposition	2014-04-21	151	$27.75	67,834	No	4	D	Direct
Common Stock	Disposition	2014-04-21	31	$27.75	67,803	No	4	F	Direct
Common Stock	Acquisiton	2014-04-21	478	$17.80	68,281	No	4	M	Direct
Common Stock	Disposition	2014-04-21	307	$27.75	67,974	No	4	D	Direct
Common Stock	Disposition	2014-04-21	64	$27.75	67,910	No	4	F	Direct
Common Stock	Acquisiton	2014-04-21	246	$12.75	68,156	No	4	M	Direct
Common Stock	Disposition	2014-04-21	114	$27.75	68,042	No	4	D	Direct
Common Stock	Disposition	2014-04-21	49	$27.75	67,993	No	4	F	Direct
Common Stock	Acquisiton	2014-04-21	234	$17.91	68,227	No	4	M	Direct
Common Stock	Disposition	2014-04-21	152	$27.75	68,075	No	4	D	Direct
Common Stock	Disposition	2014-04-21	31	$27.75	68,044	No	4	F	Direct
Common Stock	Disposition	2014-04-22	373	$27.86	67,671	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2014-04-21	239	$0.00	239	$12.75
Common Stock	Stock Appreciation Rights	Disposition	2014-04-21	246	$0.00	246	$12.75
Common Stock	Stock Appreciation Rights	Disposition	2014-04-21	478	$0.00	478	$17.80
Common Stock	Stock Appreciation Rights	Disposition	2014-04-21	233	$0.00	233	$17.91
Common Stock	Stock Appreciation Rights	Disposition	2014-04-21	234	$0.00	234	$17.91

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
731	2011-05-14	2020-05-14	No	4	M	Direct
485	2011-05-14	2020-05-14	No	4	M	Direct
11,948	2013-05-14	2022-05-14	No	4	M	Direct
6,534	2012-05-13	2021-05-13	No	4	M	Direct
6,300	2012-05-13	2021-05-13	No	4	M	Direct

Footnotes

Transaction pursuant to 10b5-1 plan dated 30 August 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.
Shares beneficially reported include Restricted Stock Units and Performance Stock Units reported at maximum potential payout level.