Filing Details

Accession Number:
0001209191-14-028352
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-18 16:51:28
Reporting Period:
2014-04-17
Filing Date:
2014-04-18
Accepted Time:
2014-04-18 15:51:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
809933 Ecology & Environment Inc EEI Services-Engineering Services (8711) 160971022
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
933327 L Ronald Frank 368 Pleasant View Drive
Lancaster NY 14086
Executive V.p. Of Finance Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-04-17 900 $9.43 5,832 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 187,234 Direct
Class A Common Stock 6,265 Indirect by 401 k Plan
Class A Common Stock 7,640 Indirect By IRA
Footnotes
  1. Class B Common Stock is convertible one-for-one into Class A Common Stock
  2. Reporting person is a party to an Agreement dated May 12, 1970, as amended January 24, 2011, among Messrs. Gerhard J. Neumaier (deceased 2013), Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares (now classified as Class B Common Stock) subject to the Agreement including shares owned by them, certain children of those individuals and any such shares subsequently transferred to their spouses and/or children outright or in trust for their benefit upon the demise of a signatory to that agreement may be sold without the seller first granting the other signatories a right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others nor is this an admission that all shares held by the reporting person are subject to the Agreement