Filing Details

Accession Number:
0001140361-14-017056
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-17 18:23:10
Reporting Period:
2014-04-16
Filing Date:
2014-04-17
Accepted Time:
2014-04-17 18:23:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99614 Tri-Continental Corp TY (0) 135441850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1491429 Matthew Brian Condon 225 Franklin Street
Boston MA 02110
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Tri-Continental Corporation Common Stock Acquisiton 2014-04-16 1,000 $20.06 5,645 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2014-04-17 189 $20.13 5,834 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2014-04-17 166 $20.05 6,000 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2014-04-17 1,000 $20.04 7,000 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2014-04-17 500 $20.06 7,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct