Filing Details
- Accession Number:
- 0001526513-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-17 16:37:17
- Reporting Period:
- 2014-04-16
- Filing Date:
- 2014-04-17
- Accepted Time:
- 2014-04-17 16:37:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 875582 | Northern Technologies International Corp | NTIC | Coating, Engraving & Allied Services (3470) | 410857886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258554 | Patrick G Lynch | 4201 Woodland Road Circle Pines MN 55014 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-16 | 12,000 | $7.65 | 49,052 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-16 | 12,000 | $21.25 | 37,052 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-04-16 | 12,000 | $7.65 | 12,000 | $7.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-11-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 601,668 | Indirect | See Footnote 1 |
Footnotes
- These shares are held directly by Inter Alia Holding Company of which G. Patrick Lynch is an officer and stockholder. Mr. G. Patrick Lynchdisclaims beneficial ownership of the shares held by Inter Alia Holding Company, except to the extent of his pecuniary interest therein.
- This option has fully vested.
Billionaire Hedge Funds
