Filing Details

Accession Number:
0001209191-14-027053
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-10 18:56:01
Reporting Period:
2014-04-08
Filing Date:
2014-04-10
Accepted Time:
2014-04-10 18:56:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808450 Navistar International Corp NAV Motor Vehicles & Passenger Car Bodies (3711) 363359573
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194368 Md H Mark Rachesky 40 West 57Th Street
24Th Floor
New York NY 10019
Yes No Yes No
1277742 Mhr Fund Management Llc 40 West 57Th Street
24Th Floor
New York NY 10019
No No Yes No
1391121 Mhr Institutional Partners Iii Lp 40 West 57Th Street
24Th Floor
New York NY 10019
No No Yes No
1391563 Mhr Institutional Advisors Iii Llc 40 West 57Th Street
24Th Floor
New York NY 10019
No No Yes No
1552702 Mhr Holdings Llc 40 West 57Th Street
24Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-08 29,633 $32.52 1,045,545 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2014-04-08 3,797 $32.52 138,571 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-08 291,570 $32.52 12,213,863 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2014-04-09 21,862 $33.61 1,067,407 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2014-04-09 2,801 $33.61 141,372 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-09 215,111 $33.61 12,428,974 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2014-04-10 31,639 $33.37 1,099,046 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2014-04-10 4,054 $33.37 145,426 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-04-10 311,307 $33.37 12,740,281 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnote
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnote
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnote
No 4 P Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,470 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $31.900 to $32.735. The reporting persons undertake to provide to the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the ranges set forth in footnotes (1) through (3) of this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.94 to $33.67.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.08 to $33.60.
  4. These securities are held for the account of MHR Capital Partners Master Account LP, an Anguilla, British West Indies limited partnership ("Master Account"). MHR Advisors LLC, a Delaware limited liability company ("Advisors"), is the general partner of Master Account. MHRC LLC, a Delaware limited liability company ("MHRC"), is the managing member of Advisors. Mark H. Rachesky, M.D. ("Dr. Rachesky") is the managing member of MHRC. MHR Fund Management LLC ("Fund Management") has an investment management with Master Account pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the securities held for the account of Master Account. MHR Holdings LLC, a Delaware limited liability company ("MHR Holding"), is the managing member of Fund Management. Accordingly, Advisors, MHRC, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the securities held for the account of Master Account.
  5. (continued from footnote 4) Each of Advisors, MHRC, Fund Management, MHRC Holdings and Dr. Rachesky disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  6. These securities are held for the account of MHR Capital Partners (100) LP, a Delaware limited partnership ("Capital Partners (100)"). Advisors is the general partner of Capital Partners (100). MHRC is the managing member of Advisors. Dr. Rachesky is the managing member of MHRC. Fund Management has an investment management agreement with Capital Partners (100) pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the securities held for the account of Capital Partners (100). MHR Holdings is the managing member of Fund Management. Accordingly, Advisors. MHRC, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the securities held for the account of Capital Partners (100). Each of Advisors, MHRC, Fund Management. MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  7. These securities are held for the account of MHR Institutional Partners III LP, a Delaware limited partnership ("Institutional Partners III"). MHR Institutional Advisors III LLC, a Delaware limited liability company ("Institutional Advisors III"), is the general partner of Institutional Partners III. Dr. Rachesky is the managing member of Institutional Advisors III. Fund Management has an investment management agreement with Institutional Partners III pursuant to which it has the power to vote or direct the vote and to dispose or to direct the disposition of the securities held for the account of Institutional Partners III. MHR Holdings is the managing member of Fund Management. Accordingly, Institutional Advisors III, Fund Management, MHR Holdings and Dr. Rachesky may be deemed to beneficially own the securities held for the account of Institutional Partners III.
  8. (continued from footnote 7) Each of Institutional Advisors III, Fund Management, MHR Holdings and Dr. Rachesky disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.