Filing Details

Accession Number:
0000950138-14-000381
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-04-10 16:45:30
Reporting Period:
2012-06-25
Filing Date:
2014-04-10
Accepted Time:
2014-04-10 16:45:30
Original Submission Date:
2012-06-25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890491 Barnes & Noble Inc BKS Retail-Miscellaneous Shopping Goods Stores (5940) 061196501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1057419 Ellen Mary Keating C/O Barnes &Amp; Noble, Inc.
122 Fifth Avenue
New York NY 10011
Sr. Vp Corp. Com. & Pub. Aff. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-25 2,482 $13.23 27,559 No 4 M Direct
Common Stock Acquisiton 2012-06-25 1,660 $11.27 29,219 No 4 M Direct
Common Stock Disposition 2012-06-25 4,142 $15.10 25,077 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-06-25 2,482 $0.00 2,482 $13.23
Common Stock Stock Option (Right to Buy) Disposition 2012-06-25 1,660 $0.00 1,660 $11.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-07-23 No 4 M Direct
0 2013-03-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,950 Indirect By 401(k) Plan
Footnotes
  1. The number of shares subject to such options and the related exercise price have been adjusted to reflect the Issuer's spin-off transaction effected on November 12, 2004 which divided all outstanding exercise prices by 1.41534 and multiplied all related shares by the same number.
  2. The price reported in Column 4 is a weighted average share price. These shares were sold in multiple transactions at prices ranging from $15.0814 to $15.13, inclusive. The reporting person undertakes to provide to Barnes & Noble, Inc., any security holders of Barnes & Noble, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
  3. Holdings under the Barnes & Noble, Inc. 401(k) Plan are reported in units. Therefore, the securities set forth in Column 5 of Table I are units. The number of units reported herein are based on a plan statement dated as of March 31, 2012. The Barnes & Noble, Inc. 401(k) Plan accounts for interests in the Barnes & Noble, Inc. Stock Fund in units consisting of shares of Barnes & Noble, Inc. common stock and a liquidity component. As a result, the number of underlying shares may fluctuate from time to time.
  4. One fourth of these options became exercisable on July 24 of each of the years 2003 through 2006.
  5. One fourth of these options became exercisable on March 13 of each of the years 2004 through 2007.