Filing Details

Accession Number:
0000035527-14-000026
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-04-10 16:04:10
Reporting Period:
2014-01-27
Filing Date:
2014-04-10
Accepted Time:
2014-04-10 16:04:10
Original Submission Date:
2014-01-29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
35527 Fifth Third Bancorp FITB State Commercial Banks (6022) 310854434
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545429 Steven Alonso 38 Fountain Square Plaza
Cincinnati OH 45263
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-27 49,183 $9.82 122,289 No 4 M Direct
Common Stock Disposition 2014-01-27 22,858 $21.13 99,431 No 4 D Direct
Common Stock Disposition 2014-01-27 8,515 $21.13 90,916 No 4 F Direct
Common Stock Disposition 2014-01-27 2,719 $21.29 88,197 No 4 S Direct
Common Stock Disposition 2014-01-27 5,639 $21.24 82,558 No 4 S Direct
Common Stock Disposition 2014-01-27 3,991 $21.23 78,567 No 4 S Direct
Common Stock Disposition 2014-01-27 3,810 $21.22 122 No 4 I Indirect by 401(k) plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 I Indirect by 401(k) plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-01-27 15,817 $0.00 15,817 $9.82
Common Stock Stock Appreciation Rights Disposition 2014-01-27 49,183 $0.00 49,183 $9.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
260,388 2009-12-18 2019-12-18 No 4 D Direct
211,205 2009-12-18 2019-12-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,500 Indirect by Spouse
Footnotes
  1. The reporting person's intial Form 4 filing did not include the forfeiture of Stock Appreciation Rights pursuant ot the Interim Final Rule on TARP Standards for Compensation and Corporate Governance issued by the U.S. Department of the Treasury. This amendment is being filed to report this forefeiture of Stock Appreciation Rights as well as to correct the resulting amount of Common Stock received, disposed to the Issuer and withheld for taxes after excercise of the reporting person's Stock Appreciation Rights.
  2. Stock Appreciation Rights previously granted that are forefeited pursuant to the Interim Final Rule on TARP Standards for Compensation and Corporate Governance issued by the U.S. Department of the Treasury.
  3. Indicates grant date. Stock appreciation rights are exercisable as follows: 25% one year from grant date, 50% two years from grant date, 75% three years from grant date, and 100% four years from grant date.
  4. Granted pursuant to the Fifth Third Bancorp 2008 Incentive Compensation Plan. No consideration paid.
  5. Includes total number of Stock Appreciation Rights previously reported.