Filing Details

Accession Number:
0001181431-14-015496
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-03 17:46:43
Reporting Period:
2014-04-01
Filing Date:
2014-04-03
Accepted Time:
2014-04-03 17:46:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1308547 Dolby Laboratories Inc. DLB Radio & Tv Broadcasting & Communications Equipment (3663) 900199783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1316241 Ray Dolby Trust Under The Dolby Family Trust Instrument, Dated May 7, 1999 C/O Dolby Laboratories, Inc.
100 Potrero Avenue
San Francisco CA 94103
No No Yes No
1537372 Dagmar Dolby C/O Dolby Laboratories, Inc.
100 Potrero Avenue
San Francisco CA 94103
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-04-01 1,228 $0.00 1,228 No 4 C Indirect By Trust
Class A Common Stock Disposition 2014-04-01 1,228 $45.00 0 No 4 S Indirect By Trust
Class A Common Stock Acquisiton 2014-04-01 1,100 $0.00 1,100 No 4 C Indirect By Trust
Class A Common Stock Disposition 2014-04-01 1,100 $45.00 0 No 4 S Indirect By Trust
Class A Common Stock Acquisiton 2014-04-01 800 $0.00 800 No 4 C Indirect By Trust
Class A Common Stock Disposition 2014-04-01 800 $45.00 0 No 4 S Indirect By Trust
Class A Common Stock Acquisiton 2014-04-01 1,100 $0.00 1,100 No 4 C Indirect By Trust
Class A Common Stock Disposition 2014-04-01 1,100 $45.00 0 No 4 S Indirect By Trust
Class A Common Stock Acquisiton 2014-04-01 900 $0.00 900 No 4 C Indirect By Trust
Class A Common Stock Disposition 2014-04-01 900 $45.00 0 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Trust
No 4 S Indirect By Trust
No 4 C Indirect By Trust
No 4 S Indirect By Trust
No 4 C Indirect By Trust
No 4 S Indirect By Trust
No 4 C Indirect By Trust
No 4 S Indirect By Trust
No 4 C Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2014-04-01 1,228 $0.00 1,228 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-04-01 1,100 $0.00 1,100 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-04-01 800 $0.00 800 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-04-01 1,100 $0.00 1,100 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-04-01 900 $0.00 900 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,872,877 No 4 C Indirect
3,790,391 No 4 C Indirect
3,790,477 No 4 C Indirect
1,199,388 No 4 C Indirect
1,599,765 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 0 2,500,000 Indirect
Class A Common Stock Class B Common Stock $0.00 0 4,000,000 Indirect
Class A Common Stock Class B Common Stock $0.00 0 2,000,000 Indirect
Class A Common Stock Class B Common Stock $0.00 0 2,000,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 2,500,000 Indirect
0 4,000,000 Indirect
0 2,000,000 Indirect
0 2,000,000 Indirect
Footnotes
  1. Each share of Class A Common Stock issued upon conversion of one share of Class B Common Stock at the election of the reporting person.
  2. Shares of Class B Common Stock are convertible at any time at the option of the holder into shares of Class A Common Stock on a 1-for-1 basis.
  3. Reflects shares of Class B Common Stock (as converted or convertible into, as applicable, a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby Trust under the Dolby Family Trust instrument, dated May 7, 1999 (the "Ray Dolby Trust"), voting power of which is shared by the Trustee and David E. Dolby, son of Dagmar Dolby, as Special Trustee of the Ray Dolby Trust. This report is filed jointly by Dagmar Dolby and the Ray Dolby Trust with respect to the securities held and transactions effected by the Ray Dolby Trust. The reporting persons disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interest therein.
  4. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby 2011 Trust A, dated December 14, 2011 (the "Ray Dolby 2011 Trust A"), voting power of which is held by Thomas E. Dolby, son of Dagmar Dolby, as Special Trustee of the Ray Dolby 2011 Trust A. This report is filed by Dagmar Dolby with respect to the securities held and transactions effected by the Ray Dolby 2011 Trust A. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
  5. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby 2011 Trust B, dated December 14, 2011 (the "Ray Dolby 2011 Trust B"), voting power of which is held by David E. Dolby as Special Trustee of the Ray Dolby 2011 Trust B. This report is filed by Dagmar Dolby with respect to the securities held and transactions effected by the Ray Dolby 2011 Trust B. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
  6. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby 2002 Trust A, dated April 19, 2002 (the "Ray Dolby 2002 Trust A"), voting power of which is held by Thomas E. Dolby as Special Trustee of the Ray Dolby 2002 Trust A. This report is filed by Dagmar Dolby with respect to the securities held and transactions effected by the Ray Dolby 2002 Trust A. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
  7. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Ray Dolby 2002 Trust B, dated April 19, 2002 (the "Ray Dolby 2002 Trust B"), voting power of which is held by David E. Dolby as Special Trustee of the Ray Dolby 2002 Trust B. This report is filed by Dagmar Dolby with respect to the securities held and transactions effected by the Ray Dolby 2002 Trust B. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
  8. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dolby Holdings II LLC, a limited liability company (the "Family LLC"), investment power of which is held by Dagmar Dolby, manager of the Family LLC, and voting power of which is held by (i) Thomas E. Dolby, a special manager of the Family LLC, with respect to 50% of such shares, and (ii) David E. Dolby, a special manager of the Family LLC, with respect to 50% of such shares. This report is filed by Dagmar Dolby with respect to the securities held by the Family LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
  9. Reflects shares of Class B Common Stock (as converted or convertible into, as applicable, a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Marital Trust under the Dolby Family Trust instrument, dated May 7, 1999 (the "Marital Trust"), voting power of which is shared by the Trustee and David E. Dolby as Special Trustee of the Marital Trust. This report is filed by Dagmar Dolby with respect to the securities held by the Marital Trust. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
  10. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Dagmar Dolby 2014 Trust AA, dated March 5, 2014 (the "Dagmar Dolby 2014 Trust AA"), voting power of which is held by Thomas E. Dolby as Special Trustee of the Ray Dolby 2014 Trust AA. This report is filed by Dagmar Dolby with respect to the securities held by the Dagmar Dolby 2014 Trust AA. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
  11. Reflects shares of Class B Common Stock (convertible into a like number of shares of Class A Common Stock) held of record by Dagmar Dolby as the Trustee of the Dagmar Dolby 2014 Trust BB, dated March 5, 2014 (the "Dagmar Dolby 2014 Trust BB"), voting power of which is held by David E. Dolby as Special Trustee of the Dagmar Dolby 2014 Trust BB. This report is filed by Dagmar Dolby with respect to the securities held by the Dagmar Dolby 2014 Trust BB. The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.