Filing Details

Accession Number:
0001209191-14-024773
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-02 17:58:40
Reporting Period:
2014-04-02
Filing Date:
2014-04-02
Accepted Time:
2014-04-02 17:58:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418135 Dr Pepper Snapple Group Inc. DPS Beverages (2080) 753258232
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189832 M Martin Ellen 5301 Legacy Drive
Plano TX 75024
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-02 14,797 $0.00 14,797 No 4 J Direct
Common Stock Acquisiton 2014-04-02 1,819 $0.00 16,616 No 4 J Direct
Common Stock Disposition 2014-04-02 6,971 $0.00 9,645 No 4 F Direct
Common Stock Disposition 2014-04-02 4,645 $53.80 5,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Disposition 2014-04-02 14,797 $0.00 14,797 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,797 No 4 J Direct
Footnotes
  1. Restricted stock units ("RSUs") reflected in Table II were granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vested on April 1, 2014 and settled on April 2, 2014, with one share being issued for each RSU and the shares issued being reflected in Table I.
  2. These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the 14,797 RSUs that vested on April 1, 2014 and settled on April 2, 2014.
  3. Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs that vested on April 1, 2014 and settled on April 2, 2014 and are being reported in this Form 4.
  4. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $53.760-$53.870. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. The shares were sold pursuant to a 10b5-1 Plan executed by the reporting person.
  5. 57,000 shares are beneficially owned by Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.