Filing Details
- Accession Number:
- 0001144204-14-019739
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-01 08:44:49
- Reporting Period:
- 2014-03-31
- Filing Date:
- 2014-04-01
- Accepted Time:
- 2014-04-01 08:44:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1130385 | Foster Wheeler Ag | FWLT | Heavy Construction Other Than Bldg Const - Contractors (1600) | 223802649 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331768 | Umberto Sala Della | C/O Foster Wheeler Inc. 53 Frontage Road Hampton NJ 08827 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Registered Shares | Acquisiton | 2014-03-31 | 183,664 | $26.07 | 295,501 | No | 4 | M | Direct | |
| Common Registered Shares | Acquisiton | 2014-03-31 | 68,382 | $29.24 | 363,883 | No | 4 | M | Direct | |
| Common Registered Shares | Disposition | 2014-03-31 | 252,046 | $32.41 | 111,837 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Registered Shares | Employee Stock Option (Right to Buy) | Disposition | 2014-03-31 | 183,664 | $0.00 | 183,664 | $26.07 |
| Common Registered Shares | Employee Stock Option (Right to Buy) | Disposition | 2014-03-31 | 68,382 | $0.00 | 68,382 | $29.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-12-31 | 2015-03-06 | No | 4 | M | Direct |
| 0 | 2011-12-01 | 2017-12-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2014.
- This weighted average price reflects trades in multiple transactions ranging from $32.40 per share to $32.45 per share, inclusive. Full information regarding the number of shares sold at each seperate price within the range noted above will be provided upon request to the SEC staff, the issuer, or any security holder of the issuer.
- Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan and Second Amendment to Employment Agreement dated February 18, 2010 and as amended by Fourth Amendment dated as of July 20, 2011. Options fully vest as to the shares on December 31, 2012.
- Not applicable
- Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan and Third Amendment to Employment Agreement dated November 29, 2010 and as amended by Fourth Amendment dated as of July 20, 2011. Options fully vest as to the shares on December 31, 2012.
Billionaire Hedge Funds
