Filing Details

Accession Number:
0001179110-14-006038
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-31 17:41:10
Reporting Period:
2014-03-27
Filing Date:
2014-03-31
Accepted Time:
2014-03-31 17:41:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352656 Jaime Mateus-Tique C/O Liquidity Services, Inc.
1920 L Street, N.w., 6Th Floor
Washington DC 20036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-27 15,000 $24.76 188,262 No 4 P Indirect By the Em El 2007 Irrevocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By the Em El 2007 Irrevocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 54,885 Direct
Common Stock 163,208 Indirect By the Jaime Mateus-Tique 2005 Irrevocable Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $21.53 2024-02-01 20,061 20,061 Direct
Common Stock Restricted Stock Grant $21.53 2024-02-01 1,765 1,765 Direct
Common Stock Employee Stock Option $40.11 2023-02-01 5,954 5,954 Direct
Common Stock Employee Stock Option $42.31 2022-02-01 5,328 5,328 Direct
Common Stock Employee Stock Option $14.30 2021-02-01 15,012 15,012 Direct
Common Stock Employee Stock Option $11.77 2020-02-01 18,612 18,612 Direct
Common Stock Employee Stock Option $12.02 2017-10-01 76,000 76,000 Direct
Common Stock Employee Stock Option $17.63 2016-09-21 55,000 55,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-02-01 20,061 20,061 Direct
2024-02-01 1,765 1,765 Direct
2023-02-01 5,954 5,954 Direct
2022-02-01 5,328 5,328 Direct
2021-02-01 15,012 15,012 Direct
2020-02-01 18,612 18,612 Direct
2017-10-01 76,000 76,000 Direct
2016-09-21 55,000 55,000 Direct
Footnotes
  1. This transaction was effected pursuant to trading instructions placed on March 12, 2014, in accordance with Rule 10b5-1.
  2. These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2015.
  3. These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2015.
  4. These options became fully vested on February 1, 2014.
  5. These options became fully vested on February 1, 2013.
  6. These options became fully vested on February 1, 2012.
  7. These options became fully vested on February 1, 2011.
  8. These options became fully vested on October 1, 2012.
  9. These options became fully vested on September 21, 2010.