Filing Details

Accession Number:
0001009626-14-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-27 17:30:55
Reporting Period:
2014-03-25
Filing Date:
2014-03-27
Accepted Time:
2014-03-27 17:30:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1009626 Brocade Communications Systems Inc BRCD Computer Peripheral Equipment, Nec (3577) 770409517
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200473 Ken Cheng 130 Holger Way
San Jose CA 95134
Cto & Vp Corporate Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-25 5,000 $10.41 275,727 No 4 S Indirect By Trust
Common Stock Disposition 2014-03-26 5,000 $10.48 270,727 No 4 S Indirect By Trust
Common Stock Disposition 2014-03-27 5,000 $10.16 265,727 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 292,625 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $10.3533 to $10.495, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Reflects shares held by the Ken Kong Kin Cheng Trust dated 05/23/2006, over which the Reporting Person exercises investment and voting control.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $10.3301 to $10.5633, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $10.11 to $10.175, inclusive. The reporting person undertakes to provide Brocade Communications Systems, Inc., any security holder of Brocade Communications Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.