Filing Details

Accession Number:
0001437749-14-005265
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-27 17:08:22
Reporting Period:
2014-03-26
Filing Date:
2014-03-27
Accepted Time:
2014-03-27 17:08:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421517 Energy Recovery Inc. ERII Special Industry Machinery, Nec (3559) 010616867
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438188 Olav Fred Johannessen C/O Energy Recovery, Inc.
1717 Doolittle Drive
San Leandro CA 94577
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-26 100,000 $5.46 919,500 No 4 S Direct
Common Stock Disposition 2014-03-26 80,000 $5.47 102,200 No 4 S Indirect By Kalamaris Invest AG
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Kalamaris Invest AG
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,000 Indirect By Spouse
Common Stock 55,417 Indirect By Gallissas Ltd
Footnotes
  1. The sales reported on this Form 4 were sold pursuant to Rule 10b5-1 trading plans adopted by the reporting person on March 11, 2014
  2. The figure is the weighted average sales price of multiple trades ranging from $5.38 to $5.59 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
  3. The figure is the weighted average sales price of multiple trades ranging from $5.40 to $5.59 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
  4. Previously reported indirect ownership of 120,000 shares by child are no longer being reported, as child is an adult and no longer resides with reporting person.