Filing Details
- Accession Number:
- 0001209191-14-023472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-27 17:45:06
- Reporting Period:
- 2014-03-25
- Filing Date:
- 2014-03-27
- Accepted Time:
- 2014-03-27 16:45:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185929 | David Potts | 3871 Lakefield Drive Suwanee GA 30024 | Cfo/Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-25 | 3,932 | $0.00 | 76,430 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2014-03-26 | 3,932 | $28.20 | 72,498 | No | 4 | S | Direct | |
| Restricted Stock | Disposition | 2014-03-25 | 3,932 | $0.00 | 3,623 | No | 4 | C | Direct | |
| Restricted Stock | Disposition | 2014-03-25 | 3,623 | $28.08 | 0 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | F | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 14,084 | Direct | |
| Restricted Stock | 25,522 | Direct | |
| Restricted Stock | 68,060 | Direct | |
| Restricted Stock | 22,715 | Direct | |
| Restricted Stock | 45,430 | Direct | |
| Restricted Stock | 62,600 | Direct | |
| Restricted Stock | 15,000 | Direct |
Footnotes
- Represents the vested portion of a restricted stock grant converting to common stock.
- Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
- Shares sold were subject to an existing Rule 10b5-1 Sales Plan.
- Represents shares withheld to cover payroll tax liability on partial vesting of previously granted restricted shares
- Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is performance-based. 0 to 68,060 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
- Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is performance-based. 0 to 45,430 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
- Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is performance-based. 0 to 15,000 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
Billionaire Hedge Funds
