Filing Details

Accession Number:
0000072333-14-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-26 18:01:07
Reporting Period:
2014-03-24
Filing Date:
2014-03-26
Accepted Time:
2014-03-26 18:01:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72333 Nordstrom Inc JWN Retail-Family Clothing Stores (5651) 910515058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1225037 F Daniel Little C/O Nordstrom, Inc.
1617 Sixth Avenue
Seattle WA 98101
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-24 2,916 $26.01 45,129 No 4 M Direct
Common Stock Acquisiton 2014-03-24 3,565 $13.47 48,694 No 4 M Direct
Common Stock Disposition 2014-03-24 6,481 $62.15 42,213 No 4 S Direct
Common Stock Acquisiton 2014-03-25 7,084 $26.01 49,297 No 4 M Direct
Common Stock Acquisiton 2014-03-25 2,018 $40.27 51,315 No 4 M Direct
Common Stock Disposition 2014-03-25 9,102 $62.36 42,213 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-24 3,565 $0.00 3,565 $13.47
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-24 2,916 $0.00 2,916 $26.01
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-25 7,084 $0.00 7,084 $26.01
Common Stock Employee Stock Option (right to buy) Disposition 2014-03-25 2,018 $0.00 2,018 $40.27
Common Stock Stock Units Acquisiton 2014-03-25 122 $62.48 122 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
64,167 2019-02-27 No 4 M Direct
13,959 2015-02-23 No 4 M Direct
6,875 2015-02-23 No 4 M Direct
21,189 2016-02-22 No 4 M Direct
3,439 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,866 Indirect By 401(k) Plan, per Plan statement dated 3/10/2014.
Footnotes
  1. The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 5/22/2013.
  2. The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.71, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
  3. The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $62.18 to $62.72, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4.
  4. Exercisable in four equal annual installments commencing on 2/27/2010.
  5. Exercisable in four equal annual installments commencing on 2/23/2006.
  6. Exercisable in four equal annual installments commencing on 2/22/2007.
  7. 1 for 1
  8. Stock unit dividend paid on performance share units that were deferred at the election of the reporting person under the Executive Deferred Compensation Plan.
  9. The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer.