Filing Details

Accession Number:
0001181431-14-013984
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-26 16:06:05
Reporting Period:
2014-03-25
Filing Date:
2014-03-26
Accepted Time:
2014-03-26 16:06:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561627 Exone Co XONE Printing Trades Machinery & Equipment (3555) 261480640
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1569788 Kenji Yokoyama 127 Industry Boulevard
North Huntingdon PA 15642
Gm Exone Kk No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2014-03-25 5,000 $18.00 5,000 No 4 M Direct
Common Stock, Par Value $0.01 Disposition 2014-03-25 5,000 $35.20 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Incentive Stock Option (right to buy) Disposition 2014-03-25 5,000 $0.00 5,000 $18.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2014-02-06 2023-02-06 No 4 M Direct
Footnotes
  1. Exercise of stock options awarded under The ExOne Company 2013 Equity Incentive Plan. The transaction was effected pursuant to the issuer's insider trading policy.
  2. Grant Date of Incentive Stock Options under The ExOne Company 2013 Equity Incentive Plan was on February 6, 2013. 1/3 of the options become exercisable on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/13 on the third anniversary of the date of grant.
  3. Sale of shares with a portion of proceeds delivered to the issuer for payment of the exercise price of options under The ExOne Company 2013 Equity Incentive Plan and the related tax withholding. This transaction was effeced pursuant to the issuer's insider trading policy.