Filing Details
- Accession Number:
- 0001444157-14-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-25 15:25:14
- Reporting Period:
- 2014-03-21
- Filing Date:
- 2014-03-25
- Accepted Time:
- 2014-03-25 14:25:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444157 | M David Rothenstein | C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426 | Sr. Vp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-03-21 | 871 | $24.19 | 250,256 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-21 | 763 | $24.19 | 249,493 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-21 | 836 | $24.19 | 248,657 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-21 | 229 | $24.19 | 248,428 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-21 | 412 | $24.19 | 248,016 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2010.
- Shares reported include unvested Restricted Stock Units (RSUs).
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.
- Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.
Billionaire Hedge Funds
