Filing Details

Accession Number:
0001002225-14-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-24 18:27:46
Reporting Period:
2014-03-21
Filing Date:
2014-03-24
Accepted Time:
2014-03-24 18:27:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559426 Todd Gottula 600 Townsend Street
San Francisco CA 94103
Evp & Cto, Global Solutn Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-21 245 $12.75 67,790 No 4 M Direct
Common Stock Disposition 2014-03-21 104 $30.30 67,686 No 4 D Direct
Common Stock Disposition 2014-03-21 53 $30.30 67,633 No 4 F Direct
Common Stock Acquisiton 2014-03-21 478 $17.80 68,111 No 4 M Direct
Common Stock Disposition 2014-03-21 281 $30.30 67,830 No 4 D Direct
Common Stock Acquisiton 2014-03-21 240 $12.75 68,070 No 4 M Direct
Common Stock Disposition 2014-03-21 101 $30.30 67,969 No 4 D Direct
Common Stock Acquisiton 2014-03-21 234 $17.91 68,203 No 4 M Direct
Common Stock Disposition 2014-03-21 139 $30.30 68,064 No 4 D Direct
Common Stock Disposition 2014-03-21 35 $30.30 68,029 No 4 F Direct
Common Stock Acquisiton 2014-03-21 233 $17.91 68,262 No 4 M Direct
Common Stock Disposition 2014-03-21 138 $30.30 68,124 No 4 D Direct
Common Stock Disposition 2014-03-21 35 $30.30 68,089 No 4 F Direct
Common Stock Disposition 2014-03-24 418 $30.44 67,671 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-03-21 245 $0.00 245 $12.75
Common Stock Stock Appreciation Rights Disposition 2014-03-21 240 $0.00 240 $12.75
Common Stock Stock Appreciation Rights Disposition 2014-03-21 478 $0.00 478 $17.80
Common Stock Stock Appreciation Rights Disposition 2014-03-21 234 $0.00 234 $17.91
Common Stock Stock Appreciation Rights Disposition 2014-03-21 233 $0.00 233 $17.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,210 2011-05-14 2020-05-14 No 4 M Direct
970 2011-05-14 2020-05-14 No 4 M Direct
12,426 2013-05-14 2022-05-14 No 4 M Direct
7,000 2012-05-13 2021-05-13 No 4 M Direct
6,767 2012-05-13 2021-05-13 No 4 M Direct
Footnotes
  1. Transaction pursuant to 10b5-1 plan dated 30 August 2013
  2. Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
  3. Shares traded for taxes. No open market activity.
  4. Shares beneficially reported include Restricted Stock Units and Performance Stock Units reported at maximum potential payout level.