Filing Details

Accession Number:
0000950142-14-000710
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-24 08:29:13
Reporting Period:
2014-03-20
Filing Date:
2014-03-24
Accepted Time:
2014-03-24 07:29:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
815097 Carnival Corp CCL Water Transportation (4400) 591562976
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1142244 Meir Micky Arison C/O Carnival Corporation
3655 Nw 87Th Ave
Miami FL 33178
Chairman Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-20 3,297 $40.04 535,096 No 4 S Indirect By Nickel 97-07 Trust
Common Stock Disposition 2014-03-20 17,774 $40.04 98,621,069 No 4 S Indirect By MA 1994 B Shares, L.P.
Common Stock Disposition 2014-03-20 9,548 $40.04 4,584,008 No 4 S Indirect By Nickel 2003 Revocable Trust
Common Stock Disposition 2014-03-21 69,610 $40.18 465,486 No 4 S Indirect By Nickel 97-07 Trust
Common Stock Disposition 2014-03-21 375,255 $40.18 98,245,814 No 4 S Indirect By MA 1994 B Shares, L.P.
Common Stock Disposition 2014-03-21 201,593 $40.18 4,382,415 No 4 S Indirect By Nickel 2003 Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Nickel 97-07 Trust
No 4 S Indirect By MA 1994 B Shares, L.P.
No 4 S Indirect By Nickel 2003 Revocable Trust
No 4 S Indirect By Nickel 97-07 Trust
No 4 S Indirect By MA 1994 B Shares, L.P.
No 4 S Indirect By Nickel 2003 Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,954,324 Indirect By various trusts
Footnotes
  1. These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated February 28, 2014, relating to the sale of up to 5,000,000 shares of Carnival Corporation Common Stock.
  2. The transaction was executed in multiple trades at prices ranging from $40.03 to $40.07. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. The transaction was executed in multiple trades at prices ranging from $40.03 to $40.07. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. The transaction was executed in multiple trades at prices ranging from $40.03 to $40.07. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  5. The transaction was executed in multiple trades at prices ranging from $40.03 to $40.35. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  6. The transaction was executed in multiple trades at prices ranging from $40.03 to $40.35. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  7. The transaction was executed in multiple trades at prices ranging from $40.03 to $40.35. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  8. Includes (i) 442,307 shares of Carnival Corporation Common Stock held by the Nickel 2009 GRAT; (ii) 756,008 shares of Carnival Corporation Common Stock held by the NA 2008 Trust; and (iii) 756,009 shares of Carnival Corporation Common Stock held by the KA 2008 Trust. The Reporting Person disclaims beneficial ownership of the shares of Carnival Corporation Common Stock held by the NA 2008 Trust and the KA 2008 Trust.