Filing Details

Accession Number:
0001094739-14-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-21 17:40:44
Reporting Period:
2014-03-20
Filing Date:
2014-03-21
Accepted Time:
2014-03-21 17:40:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094739 Finisar Corp FNSR Semiconductors & Related Devices (3674) 943038428
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1307613 A Joseph Young 1389 Moffett Park Drive
Sunnyvale CA 94089-1134
Exec. Vp Global Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-20 15,253 $11.76 152,268 No 4 M Direct
Common Stock Acquisiton 2014-03-20 27,263 $11.76 179,531 No 4 M Direct
Common Stock Acquisiton 2014-03-20 5,000 $9.76 184,531 No 4 M Direct
Common Stock Disposition 2014-03-20 15,253 $26.84 169,278 No 4 S Direct
Common Stock Disposition 2014-03-20 32,263 $26.47 137,015 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-03-20 15,253 $0.00 15,253 $11.76
Common Stock Stock Option (Right to Buy) Disposition 2014-03-20 27,263 $0.00 27,263 $11.76
Common Stock Stock Option (Right to Buy) Disposition 2014-03-20 5,000 $0.00 5,000 $9.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
27,263 2005-10-29 2014-10-29 No 4 M Direct
0 2005-10-29 2014-10-29 No 4 M Direct
0 2006-06-08 2015-06-08 No 4 M Direct
Footnotes
  1. Includes 515 shares purchased under the Issuer's Employee Stock Purchase Plan on December 13, 2013 and such purchase was not required to be reported pursuant to Section 16(a) and also Includes 327 shares received as an Issuer match under the Issuer's 401K Plan on December 27, 2013 and not required to be reported.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.8 to $26.96 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.43 to $26.48 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.