Filing Details

Accession Number:
0001127602-14-012385
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-20 16:35:32
Reporting Period:
2014-03-19
Filing Date:
2014-03-20
Accepted Time:
2014-03-20 16:35:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6951 Applied Materials Inc AMAT Semiconductors & Related Devices (3674) 941655526
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1446059 Alexander Karsner C/O Applied Materials, Inc.
3050 Bowers Av, M/S 1268 P.o. Box 58039
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-19 45,706 $19.47 13,782 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.41 to $19.50, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
  2. Number of shares consists of 13,782 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur the earlier of (a) March 2015 and (b) three trading days prior to the closing of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended (vesting is subject to continued service as a director through the vest date).