Filing Details
- Accession Number:
- 0001140361-14-013583
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-19 19:51:33
- Reporting Period:
- 2014-03-17
- Filing Date:
- 2014-03-19
- Accepted Time:
- 2014-03-19 19:51:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368622 | Aerovironment Inc | AVAV | Aircraft (3721) | 952705790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1487243 | Tom Herring | C/O Aerovironment, Inc. 181 W. Huntington Drive, Suite 202 Monrovia CA 91016 | Senior Vp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-17 | 35,000 | $23.06 | 59,492 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-17 | 14,000 | $29.79 | 73,492 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-17 | 6,000 | $28.72 | 79,492 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-17 | 31,044 | $36.89 | 48,448 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-17 | 3,956 | $37.61 | 44,492 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-17 | 12,482 | $36.90 | 32,010 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-17 | 1,518 | $37.60 | 30,492 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-17 | 6,000 | $36.78 | 24,492 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-18 | 889 | $36.99 | 23,603 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-03-17 | 35,000 | $0.00 | 35,000 | $23.06 |
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-03-17 | 14,000 | $0.00 | 14,000 | $29.79 |
| Common Stock | Stock Options (Right to Purchase) | Disposition | 2014-03-17 | 6,000 | $0.00 | 6,000 | $28.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2020-03-11 | No | 4 | M | Direct | |
| 21,000 | 2021-05-11 | No | 4 | M | Direct | |
| 24,000 | 2022-03-01 | No | 4 | M | Direct |
Footnotes
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $36.43 - $37.43. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $37.50 - $37.74. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $36.49 - $37.43. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $37.50 - $37.74. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $36.72 - $36.91. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- The options vest in five equal annual installments beginning one year from March 11, 2010.
- The options vest in five equal annual installments beginning one year from May 11, 2011.
- The options vest in five equal annual installments beginning one year from March 1, 2012.
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