Filing Details

Accession Number:
0001179110-14-005539
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-19 17:01:07
Reporting Period:
2014-03-17
Filing Date:
2014-03-19
Accepted Time:
2014-03-19 17:01:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1244937 Enernoc Inc ENOC Services-Computer Programming, Data Processing, Etc. (7370) 870698303
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399291 G Timothy Healy C/O Enernoc, Inc.,
One Marina Park Drive, Suite 400
Boston MA 02210
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-17 125,000 $0.00 1,153,543 No 4 A Direct
Common Stock Disposition 2014-03-18 12,500 $21.05 1,141,043 No 4 S Direct
Common Stock Disposition 2014-03-19 2,500 $20.68 1,138,543 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Consists of a performance-based restricted stock award made pursuant to the Issuer's Amended and Restated 2007 Employee, Director and Consultant Stock Plan. The performance-based restricted stock award vests over a four-year period, at a rate of twenty-five percent (25%) following certification by the Issuer's Compensation Committee of the achievement of certain pre-determined performance objectives and quarterly thereafter at a rate of 6.25% on the first day of each subsequent calendar quarter as long as such individual continues to be employed as of each respective vest date.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2012.
  3. This transaction was executed in multiple trades at prices ranging from $20.52 to $21.24 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $20.52 to $20.84 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.