Filing Details

Accession Number:
0001144204-14-016370
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-18 14:29:33
Reporting Period:
2014-03-17
Filing Date:
2014-03-18
Accepted Time:
2014-03-18 14:29:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487428 Horizon Technology Finance Corp HRZN () 272114934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503747 A. Gerald Michaud 312 Farmington Avenue
Farmington CT US 06032
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-17 1,900 $12.86 16,013 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 52,641 Indirect By HTF-CHF Holdings LLC
Footnotes
  1. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The reported securities are owned directly by HTF-CHF Holdings LLC of which Reporting Person owns 33%.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.855 to $12.8568, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.