Filing Details
- Accession Number:
- 0000950138-14-000311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-13 17:42:14
- Reporting Period:
- 2014-03-11
- Filing Date:
- 2014-03-13
- Accepted Time:
- 2014-03-13 17:42:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1532063 | Express Scripts Holding Co. | ESRX | Retail-Drug Stores And Proprietary Stores (5912) | 452884094 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235677 | B Edward Ignaczak | C/O Express Scripts Holding Company One Express Way St. Louis MO 63121 | Exec. Vp, Sales And Mktg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-11 | 49,117 | $56.50 | 134,999 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-11 | 16,016 | $58.17 | 151,015 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-11 | 41,434 | $53.05 | 192,449 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-11 | 13,680 | $53.05 | 206,129 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-11 | 120,247 | $78.54 | 85,882 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2014-03-11 | 49,117 | $0.00 | 49,117 | $56.50 |
| Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2014-03-11 | 16,016 | $0.00 | 16,016 | $58.17 |
| Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2014-03-11 | 41,434 | $0.00 | 41,434 | $53.05 |
| Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right-to-Buy) | Disposition | 2014-03-11 | 13,680 | $0.00 | 13,680 | $53.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-03-02 | No | 4 | M | Direct | |
| 32,032 | 2020-03-06 | No | 4 | M | Direct | |
| 20,719 | 2019-02-27 | No | 4 | M | Direct | |
| 0 | 2019-02-27 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.44 to $78.93, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Grant of stock option pursuant to Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three equal installments on February 28, 2012, February 28, 2013 and February 28, 2014.
- Grant of stock option pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vests in three equal installments on February 28, 2014, February 28, 2015, and February 28, 2016.
- Grant of stock option pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vests in three equal installments on February 28, 2013, February 28, 2014, and February 28, 2015.
- Grant of stock option pursuant to Express Scripts, Inc. 2011 Long-Term Incentive Plan. All shares vested on February 28, 2014.
Billionaire Hedge Funds
