Filing Details

Accession Number:
0001209191-14-020121
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-13 09:25:14
Reporting Period:
2014-02-24
Filing Date:
2014-03-13
Accepted Time:
2014-03-13 09:25:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371781 World Energy Solutions Inc. XWES Services-Business Services, Nec (7389) 043474959
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1460536 Richard Domaleski 100 Front Street
Worcester MA 01608
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-24 3,625 $4.26 9,000 No 4 S Direct
Common Stock Disposition 2014-02-27 475,000 $0.00 0 No 4 J Indirect By the Roman Holdings Trust
Common Stock Acquisiton 2014-02-27 475,000 $0.00 484,000 No 4 J Direct
Common Stock Disposition 2014-03-11 25,000 $4.63 459,000 No 4 S Direct
Common Stock Disposition 2014-03-12 25,000 $4.75 434,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 J Indirect By the Roman Holdings Trust
No 4 J Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. As of the date of this transaction, Mr. Domaleski also beneficially owns (i) indirectly 475,000 shares through Roman Holdings Trust of which Mr. Domaleski is the principal beneficiary and of which the trustees dicslaim beneficial ownership, and (ii) directly 950,000 shares held by RD Holdings, LLC, of which Mr. Domaleski is the sole owner.
  2. On February 27, 2014, the shares were transferred by the Roman Holdings Trust, of which Mr. Domaleski was the principal beneficiary, to Mr. Domaleski.
  3. Mr. Domaleski also beneficially owns directly 950,000 shares held by RD Holdings, LLC, of which Mr. Domaleski is the sole owner.