Filing Details
- Accession Number:
- 0001181431-14-012231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-11 19:42:05
- Reporting Period:
- 2014-03-07
- Filing Date:
- 2014-03-11
- Accepted Time:
- 2014-03-11 19:42:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1084961 | Encore Capital Group Inc | ECPG | Short-Term Business Credit Institutions (6153) | 481090909 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1303829 | Paul Grinberg | 3111 Camino Del Rio North, Suite 1300 San Diego CA 92108 | Executive Vp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-07 | 9,033 | $0.00 | 178,288 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2014-03-07 | 22,591 | $0.00 | 200,879 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-03-09 | 9,756 | $48.69 | 191,123 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-03-10 | 10,999 | $16.19 | 202,122 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-10 | 400 | $47.86 | 201,722 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-10 | 10,599 | $48.63 | 191,123 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2014-03-10 | 10,999 | $0.00 | 10,999 | $16.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-11-01 | No | 4 | M | Direct |
Footnotes
- Grant to the reporting person on March 7, 2014 of restricted stock awards ("RSAs") under the Encore Capital Group, Inc. 2013 Incentive Compensation Plan. The RSAs are subject to vesting and vest in annual installments over a three-year period, with one-third vesting on March 9, 2015, one-third vesting on March 9, 2016, and the remaining one-third vesting on March 9, 2017.
- Grant to the reporting person on March 7, 2014 of RSAs under the Encore Capital Group, Inc. 2013 Incentive Compensation Plan. The RSAs are subject to vesting and vest in their entirety on December 31, 2016.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2013.
- This price represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.78 to $47.97 inclusive. The reporting person undertakes to provide Encore Capital Group, Inc. ("Encore"), any security holder of Encore, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares hold at each separate price within the ranges set forth in this footnote.
- This price represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.99 inclusive. The reporting person undertakes to provide Encore, any security holder of Encore, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares hold at each separate price within the ranges set forth in this footnote.
- The option vested in three equal installments on November 1, 2006, 2007 and 2008.
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