Filing Details

Accession Number:
0001459221-14-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-10 13:51:56
Reporting Period:
2014-03-07
Filing Date:
2014-03-10
Accepted Time:
2014-03-10 13:51:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
33488 Escalade Inc ESCA Sporting & Athletic Goods, Nec (3949) 132739290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409119 J Robert Keller 817 Maxwell Ave
Evansville IN 47711
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-07 17,052 $6.07 221,452 No 4 M Direct
Common Stock Disposition 2014-03-07 1,234 $11.77 220,218 No 4 S Direct
Common Stock Disposition 2014-03-07 8,766 $11.63 211,452 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Option Disposition 2014-03-07 17,052 $0.00 17,052 $6.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,200 2012-03-01 2016-03-01 No 4 M Direct
Footnotes
  1. Shares issued pursuant to the exercise of stock options under the Escalade, Incorporated 2007 Incentive Plan in a transaction exempt from Section 16(b) short swing profit liability.