Filing Details
- Accession Number:
- 0001459221-14-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-07 13:39:26
- Reporting Period:
- 2014-03-06
- Filing Date:
- 2014-03-07
- Accepted Time:
- 2014-03-07 13:39:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1459221 | Jean Deborah Meinert | 817 Maxwell Avenue Evansville IN 47711 | Vp, Secretary And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-06 | 6,875 | $2.56 | 70,274 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-06 | 8,875 | $6.07 | 79,149 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-06 | 11,500 | $5.28 | 90,649 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-06 | 2,500 | $5.85 | 93,149 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-06 | 15,280 | $11.49 | 77,869 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2014-03-06 | 6,875 | $0.00 | 6,875 | $2.56 |
| Common Stock | Common Stock Option | Disposition | 2014-03-06 | 8,875 | $0.00 | 8,875 | $6.07 |
| Common Stock | Common Stock Option | Disposition | 2014-03-06 | 11,500 | $0.00 | 11,500 | $5.28 |
| Common Stock | Common Stock Option | Disposition | 2014-03-06 | 2,500 | $0.00 | 2,500 | $5.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-26 | 2015-02-26 | No | 4 | M | Direct |
| 4,625 | 2012-03-01 | 2016-03-01 | No | 4 | M | Direct |
| 11,500 | 2013-03-02 | 2017-03-02 | No | 4 | M | Direct |
| 7,500 | 2014-03-01 | 2018-03-01 | No | 4 | M | Direct |
Footnotes
- Shares issued pursuant to the exercise of 29,750 stock options under the Escalade, Incorporated 2007 Incentive Plan in a transaction exempt from Section 16(b) short swing profit liability.
- Shares sold in connection with the broker-assisted cashless exercise of the 29,750 stock options being reported on this Form 4 to pay for the applicable exercise price withholding tax.
Billionaire Hedge Funds
