Filing Details
- Accession Number:
- 0001370946-14-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-06 16:20:03
- Reporting Period:
- 2014-03-04
- Filing Date:
- 2014-03-06
- Accepted Time:
- 2014-03-06 16:20:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1370946 | Owens Corning | OC | Abrasive, Asbestos & Misc Nonmetallic Mineral Prods (3290) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1508008 | Arnaud Genis | One Owens Corning Parkway Toledo OH 43659 | Group Pres Composite Materials | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $.01 Par Value Common | Acquisiton | 2014-03-04 | 11,700 | $13.89 | 115,687 | No | 4 | M | Direct | |
| $.01 Par Value Common | Disposition | 2014-03-04 | 11,700 | $46.04 | 103,987 | No | 4 | S | Direct | |
| $.01 Par Value Common | Acquisiton | 2014-03-04 | 9,700 | $25.45 | 113,687 | No | 4 | M | Direct | |
| $.01 Par Value Common | Disposition | 2014-03-04 | 9,700 | $46.10 | 103,987 | No | 4 | S | Direct | |
| $.01 Par Value Common | Acquisiton | 2014-03-04 | 100 | $33.96 | 104,087 | No | 4 | M | Direct | |
| $.01 Par Value Common | Disposition | 2014-03-04 | 100 | $46.10 | 103,987 | No | 4 | S | Direct | |
| $.01 Par Value Common | Acquisiton | 2014-03-04 | 10,750 | $33.73 | 114,737 | No | 4 | M | Direct | |
| $.01 Par Value Common | Disposition | 2014-03-04 | 10,750 | $46.10 | 103,987 | No | 4 | S | Direct | |
| $.01 Par Value Common | Acquisiton | 2014-03-05 | 875 | $33.96 | 104,862 | No | 4 | M | Direct | |
| $.01 Par Value Common | Disposition | 2014-03-05 | 875 | $46.15 | 103,987 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Exercise (Right to Purchase) | Disposition | 2014-03-04 | 11,700 | $0.00 | 11,700 | $13.89 |
| Common Stock | Stock Option Exercise (Right to Purchase) | Disposition | 2014-03-04 | 9,700 | $0.00 | 9,700 | $25.45 |
| Common Stock | Stock Option Exercise (Right to Purcahse) | Disposition | 2014-03-04 | 100 | $0.00 | 20,900 | $33.96 |
| Common Stock | Stock Option Exercise (Right to Purchase) | Disposition | 2014-03-04 | 10,750 | $0.00 | 21,500 | $33.73 |
| Common Stock | Stock Option Exercise (Right to Purchase) | Disposition | 2014-03-05 | 875 | $0.00 | 20,800 | $33.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-04 | No | 4 | M | Direct | |
| 0 | 2020-02-03 | No | 4 | M | Direct | |
| 20,800 | 2021-02-02 | No | 4 | M | Direct | |
| 10,750 | 2022-02-01 | No | 4 | M | Direct | |
| 19,925 | 2021-02-02 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.02 to $46.04, inclusive. The reporting person undertakes to provide Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.10 to $46.11, inclusive. The reporting person undertakes to provide Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.10 to $46.18, inclusive. The reporting person undertakes to provide Owens Corning, any security holder of Owens Corning, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The options, representing a right to purchase a total of 11,700 shares, became exercisable on October 30, 2009.
- The options, representing a right to purcahse a total of 9,700 shares, became exercisable on February 3, 2011.
- The options, representing a right to purchase a total of 20,900 shares, became exercisable on February 2, 2012.
- The options, representing a right to purchase a total of 21,500 shares, became exercisable on February 1, 2013.
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